DG
David J. Garff
ACCUVEST GLOBAL ADVISORS
WALNUT CREEK, CA 94597
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CRD#: 2283418
DG
Professional summary
David Jacob Garff, who also goes by David Garff, is a registered financial advisor currently at ACCUVEST GLOBAL ADVISORS, INC. located in Walnut Creek, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Garff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIG Inc. provides software, back office and accounting support to companies. Accuvest is a client of Mosaic Online for outsourced technology and accounting support. Mosaic Online and Accuvest are operationally independent and do not share any supervised persons. Mr. Garff is the CEO of MIG Inc. and is expected to spend approximately 40% of his time in this role. Mosaic Financial is a broker-dealer registered in the Bahamas. Mosaic Financial is an Accuvest client that receives advice and services subject to written agreements. Mosaic Financial and Accuvest are operationally independent and do not share any supervised persons. Mr. Garff spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Financials Day- to-day operations. FundHaven is a mutual fund administration company registered in the Bahamas. Accuvest manages certain funds that are administered by FundHaven. FundHaven and Accuvest are operationally independent do not share any supervised persons. Mr. Garff does not hold any functional authority to direct FundHaven's day-to-day operations. Fortune Strategies is an insurance brokerage company that provides life insurance solutions to individuals, families and corporations. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not have any functional authority to direct Fortune Strategies' day-to-day operations. Mosaic Brazil Limitada is a consulting firm that provides solutions to clients in Brazil. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not have any functional authority to direct Mosaic Brazil Limitada day-to-day operations Mr. Garff holds a minority ownership stake in Mosaic Group LLC which owns a minority stake in Mosaic Financial. Mosaic Corporate Services provides corporate formation and management services to families. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Corporate Service's day-to-day operations. Mosaic Financial Uzbekistan is a broker-dealer in Uzbekistan. Mosaic Financial Uzbekistan is operationally independent from Accuvest and do not share any supervised persons. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Financial Uzbekistan's day-to-day operations. Mosaic Energy, LLC is a consulting company to numerous energy investments. Mr. Garff acts as a member of the LLC and spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Energy, LLC day-to-day operations. Mosaic Properties is a property holding company which manages Real Estate. Mr. Garff acts as a member of the LLC and spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Properties, LLC day-to-day operations.
CRS (Client Relationship Summary) - RIA
Click below to view David Jacob Garff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2005 - Present
ACCUVEST GLOBAL ADVISORS, INC.
Office #1: 3100 Oak Road #380, Walnut Creek, CA 94597RIA
CRD#: 134096
WALNUT CREEK, CA
Past
April 28, 2008 - June 18, 2008
BULLTICK WEALTH MANAGEMENT, LLC
RIA
CRD#: 141588
MIAMI, FL
Past
April 26, 2005 - December 15, 2005
WILLIAM WRIGHT ASSOCIATES LIMITED
RIA
CRD#: 111313
WALNUT CREEK, CA
Past
July 8, 1997 - March 31, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WALNUT CREEK, CA
Past
July 18, 1995 - March 31, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 4, 1992 - July 20, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
ACCUVEST GLOBAL ADVISORS, INC.
ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.
CRD#: 134096 / SEC#: 801-68887
RIA
Registered Investment Advisory firm - (2/27/2008 Approved)California
Registered Investment Advisory firm - (3/7/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/21/2005)
IAR
Utah(12/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AG
ACCUVEST GLOBAL ADVISORS, INC.
ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.
CRD#: 134096 / SEC#: 801-68887
RIA
Registered Investment Advisory firm - (2/27/2008 Approved)California
Registered Investment Advisory firm - (3/7/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3575 N. 100 E. Suite 350, Provo, UT 84604
Mailing Address
Phone number
(925) 930-2882
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 937,738,179 |
Red Flags
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Company Information
ACCUVEST GLOBAL ADVISORS, INC.
CRD#: 134096Walnut Creek, CA 94597TRUST BUT VERIFY
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Contact information
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