David J. Garff

ACCUVEST GLOBAL ADVISORS

WALNUT CREEK, CA 94597

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CRD#: 2283418

Professional summary

David Jacob Garff, who also goes by David Garff, is a registered financial advisor currently at ACCUVEST GLOBAL ADVISORS, INC. located in Walnut Creek, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Garff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jacob Garff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2005 - Present

ACCUVEST GLOBAL ADVISORS, INC.

Office #1: 3100 Oak Road #380, Walnut Creek, CA 94597

RIA

CRD#: 134096

WALNUT CREEK, CA

Past

April 28, 2008 - June 18, 2008

BULLTICK WEALTH MANAGEMENT, LLC

RIA

CRD#: 141588

MIAMI, FL

Past

April 26, 2005 - December 15, 2005

WILLIAM WRIGHT ASSOCIATES LIMITED

RIA

CRD#: 111313

WALNUT CREEK, CA

Past

July 8, 1997 - March 31, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WALNUT CREEK, CA

Past

July 18, 1995 - March 31, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 4, 1992 - July 20, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/21/2005)

IAR

Utah
(12/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/16/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/9/1992

General Securities Representative Examination

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

ACCUVEST GLOBAL ADVISORS | ACCUVEST GLOBAL ADVISORS, INC.

CRD#: 134096 / SEC#: 801-68887

RIA

Registered Investment Advisory firm - (2/27/2008 Approved)

California

Registered Investment Advisory firm - (3/7/2008 Terminated)

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Contact information

Main Address

3575 N. 100 E. Suite 350, Provo, UT 84604

Mailing Address

Phone number

(925) 930-2882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGA PF ADV 2A (5/5/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 937,738,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

David J. Garff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jacob Garff's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULLTICK WEALTH MANAGEMENT, LLC

WILLIAM WRIGHT ASSOCIATES LIMITED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ACCUVEST GLOBAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1994

Series 63

Date: 12/11/1992

Series 31

Date: 12/16/1997

Series 7

Date: 11/9/1992

Current Firm

ACCUVEST GLOBAL ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCUVEST GLOBAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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