William J. Wride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jonathan Wride, who also goes by Jon Wride, Jonathan Wride, William J Wride, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2001 - October 1, 2001
BROKERAGEAMERICA, LLC
February 4, 1997 - April 25, 2001
E-INVEST, INC.
November 30, 1995 - February 25, 1997
R.M. STARK & CO., INC.
January 10, 1995 - December 5, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - January 16, 1995
CITIGROUP GLOBAL MARKETS INC.
July 12, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
March 15, 1993 - May 3, 1993
CHELSEA STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERAGEAMERICA, LLC
CRD#: 47966 / SEC#: , 8-51997
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDREW GARRETT HOLDING CORP | OWNER | |
| CONSTANCE J UPCHURCH FAMILY TRUST | TRUST | |
| UPCHURCH, JESSE LLOYD | TRUSTEE | 4658478 |
| CAMILLO, DON THOMAS | PRESIDENT | 1771055 |
| DEFALCO, NORA | FINOP | 2297523 |
| GUIDETTI, SAMUEL ANTHONY III | SVP CHIEF COMPLIANCE OFFICER | 1834494 |
| MARTINEZ, ANTHONY JOSEPH | SVP HEAD OF TRADING OPERATIONS | 1568443 |
| MITCHELL, JAMES ROBERT JR | VICE PRESIDENT OF CUSTOMER SERVICE/OPERATIONS/SROP/CROP | 1374268 |
| SCHULDER, LAWRENCE MATTHEW | OPERATIONS MANAGER | 3010726 |
| SCHWARTZ, REVAN RICHARD | C.L.O. | 2748110 |
| SEFF, LESLIE S | C.O.O. | 417971 |
| SULLIVAN, MATTHEW DAVID | CFO | 2643274 |
| SULTAN, BORA | SENIOR VICE PRESIDENT OF STRATEGIC DEVELOPMENT AND EXECUTION QUALITY | 2043998 |
| SYCOFF, ANDREW GARRETT | C.E.O. | 2119089 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
