Russell S. Towle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Scott Towle, who also goes by Russell S Towle, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1992. Russell had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - November 25, 2019
SIGNET FINANCIAL MANAGEMENT, LLC
August 30, 2012 - October 9, 2014
CHARLES SCHWAB & CO., INC.
August 29, 2012 - October 9, 2014
CHARLES SCHWAB & CO., INC.
February 13, 2007 - April 30, 2012
TRUIST INVESTMENT SERVICES, INC.
January 23, 2007 - April 30, 2012
TRUIST INVESTMENT SERVICES, INC.
March 1, 2006 - January 12, 2007
FIFTH THIRD SECURITIES, INC.
April 18, 2005 - November 10, 2005
OSAIC FS, INC.
October 7, 2003 - September 10, 2004
CHARLES SCHWAB & CO., INC.
August 7, 1997 - September 10, 2004
CHARLES SCHWAB & CO., INC.
November 12, 1996 - July 7, 1997
INDEPENDENT FINANCIAL SECURITIES, INC.
August 5, 1996 - July 3, 1997
SOUTHTRUST SECURITIES, LLC
January 3, 1996 - August 5, 1996
CHARLES SCHWAB & CO., INC.
November 12, 1992 - October 13, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
