Fredric T. Herman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredric Todd Herman, who also goes by Fred Herman, was a registered financial professional .
Fredric is a previously registered financial professional and started their career in finance in 1992. Fredric had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2005 - December 31, 2016
MARTIN FINANCIAL ADVISORS
March 19, 2001 - December 31, 2004
NATIONS FINANCIAL GROUP, INC.
November 27, 2000 - May 7, 2013
NATIONS FINANCIAL GROUP, INC.
July 13, 1994 - August 25, 1997
WOODBURY FINANCIAL SERVICES, INC.
January 26, 1993 - December 10, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 13, 1992 - November 27, 2000
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MARTIN FINANCIAL ADVISORS
CRD#: 115596 / SEC#:
Contact information
Red Flags
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