David J. Lefkowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jon Lefkowitz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 1997 - February 11, 1998
AMERICA FIRST ASSOCIATES CORP.
August 29, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
February 11, 1995 - May 24, 1995
RICKEL & ASSOCIATES, INC.
November 4, 1994 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
April 29, 1993 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
January 6, 1993 - March 9, 1993
DUKE & CO., INC.
October 13, 1992 - January 25, 1993
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICA FIRST ASSOCIATES CORP.
CRD#: 38245 / SEC#: , 8-48131
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICUPERO, JOSEPH | CEO, SECRETARY, DIRECTOR,FINOP, GEN PRINCIPAL, SHAREHOLDER | 1457028 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
