Richard T. Grebe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Tolman Grebe was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - March 3, 2023
GROUP ONE TRADING LLC
September 3, 2004 - September 30, 2004
GROUP ONE TRADING LLC
November 12, 2002 - May 30, 2003
GROUP ONE TRADING LLC
April 2, 1998 - May 15, 2002
BAYSIDE FINANCIAL, LLC
October 12, 1994 - August 24, 1995
BAYSIDE CAPITAL PARTNERS, L.P.
June 28, 1993 - August 21, 2001
SHARE KING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
