Richard C. Bouchner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Carl Bouchner, who also goes by Rich Bouchner, Richard C Bouchner, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 5 firms and has passed the Series 63, SIE, Series 82, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2018 - December 1, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
December 7, 2000 - August 20, 2002
SANFORD C. BERNSTEIN & CO., LLC
November 15, 2000 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
October 1, 2000 - November 20, 2000
BROWN BROTHERS HARRIMAN & CO.
November 12, 1992 - August 1, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WAYPOINT DIRECT INVESTMENTS, LLC
CRD#: 132475 / SEC#: , 8-66597
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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