Peter D. Ganey

MISSIONSQUARE RETIREMENT

WEST HARTFORD, CT

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CRD#: 2282691

Professional summary

Peter Davidson Ganey, who also goes by Pete Ganey, Peter Davidson Ganey, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in West Hartford, Connecticut and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pete Ganey | Peter Davidson Ganey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Davidson Ganey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2021 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

WEST HARTFORD, CT

Current

March 5, 2021 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

July 15, 2019 - December 18, 2020

HORACE MANN INVESTORS, INC.

RIA

CRD#: 11643

SPRINGFIELD, IL

Past

January 9, 2019 - December 18, 2020

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

January 9, 2018 - December 19, 2018

PENSIONMARK SECURITIES, LLC

CRD#: 283952

West Hartford, CT

Past

December 5, 2016 - January 14, 2019

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

RIA

CRD#: 125791

WEST HARTFORD, CT

Past

June 23, 2016 - December 31, 2017

NEWEDGE SECURITIES, LLC

CRD#: 10674

WEST HARTFORD, CT

Past

June 14, 2013 - April 4, 2016

MML DISTRIBUTORS, LLC

CRD#: 38030

ENFIELD, CT

Past

January 18, 2011 - April 30, 2013

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

April 7, 2010 - January 3, 2011

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

SIMSBURY, CT

Past

August 19, 1998 - May 6, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

December 1, 1997 - August 13, 1998

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 28, 1997 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

January 14, 1993 - April 16, 1997

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/9/2021)

Alaska
(11/9/2021)

Arizona
(11/9/2021)

Arkansas
(11/9/2021)

California
(11/9/2021)

Colorado
(11/9/2021)

Connecticut
(3/5/2021)

IAR

Connecticut
(3/5/2021)

Delaware
(11/9/2021)

District of Columbia
(11/9/2021)

Florida
(11/9/2021)

Georgia
(11/9/2021)

Hawaii
(11/9/2021)

Idaho
(11/9/2021)

Illinois
(11/9/2021)

Indiana
(11/9/2021)

Iowa
(11/9/2021)

Kansas
(11/9/2021)

Kentucky
(11/9/2021)

Louisiana
(11/9/2021)

Maine
(11/9/2021)

Maryland
(11/9/2021)

Massachusetts
(11/9/2021)

Michigan
(11/9/2021)

Minnesota
(11/9/2021)

Mississippi
(11/9/2021)

Missouri
(11/9/2021)

Montana
(11/9/2021)

Nebraska
(11/9/2021)

Nevada
(11/9/2021)

New Hampshire
(11/9/2021)

New Jersey
(11/9/2021)

New Mexico
(11/9/2021)

New York
(11/9/2021)

North Carolina
(11/9/2021)

North Dakota
(11/9/2021)

Ohio
(11/9/2021)

Oklahoma
(11/9/2021)

Oregon
(11/9/2021)

Pennsylvania
(11/9/2021)

Rhode Island
(11/9/2021)

South Carolina
(11/9/2021)

South Dakota
(11/9/2021)

Tennessee
(11/9/2021)

Texas
(11/9/2021)

Utah
(11/9/2021)

Vermont
(11/9/2021)

Virginia
(11/9/2021)

Washington
(11/9/2021)

West Virginia
(11/9/2021)

Wisconsin
(11/9/2021)

Wyoming
(11/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/11/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Peter D. Ganey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Davidson Ganey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

HORACE MANN INVESTORS, INC.

HORACE MANN INVESTORS, INC.

PENSIONMARK SECURITIES, LLC

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

NEWEDGE SECURITIES, LLC

MML DISTRIBUTORS, LLC

EMPOWER FINANCIAL SERVICES, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2016

Series 63

Date: 1/25/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2008

Series 6

Date: 1/11/1993

Series 24

Date: 6/16/2021

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

Contact information

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