Edwin L. Lawrence
Professional summary
Edwin Leslie Lawrence JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edwin is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Edwin had worked at 4 firms, which includes PACIFIC CORTEZ SECURITIES INCORPORATED, BISHOP ALLEN INC., KENSINGTON WELLS INCORPORATED, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1997 - December 20, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
February 27, 1997 - April 30, 1997
BISHOP, ALLEN, INC.
June 17, 1993 - November 22, 1996
KENSINGTON WELLS INCORPORATED
February 20, 1993 - May 20, 1993
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
