Richard John G. Tudor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Gordon Tudor, who also goes by Gordon Tudor, R J Gordon Tudor, Richard Tudor, Rj Gordon Tudor, was a registered financial professional .
Richard John is a previously registered financial professional and started their career in finance in 1995. Richard John had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 2, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2007 - March 6, 2020
WEALTH ANALYTICS PARTNERS, LLC
August 17, 2004 - November 13, 2012
STRATEGIC ASSET MANAGEMENT GROUP, LLC
July 8, 2004 - January 3, 2007
WEALTH ANALYTICS, INC.
June 1, 2004 - May 12, 2009
NEXT FINANCIAL GROUP, INC.
June 1, 2004 - May 12, 2009
NEXT FINANCIAL GROUP, INC.
July 8, 1997 - June 1, 2004
EQUITABLE ADVISORS, LLC
May 15, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 15, 1995 - June 1, 2004
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
WEALTH ANALYTICS PARTNERS, LLC
CRD#: 140115 / SEC#: 801-66566
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/17/1992
Non-Member General Securities ExaminationCurrent Firm
WEALTH ANALYTICS PARTNERS, LLC
CRD#: 140115 / SEC#: 801-66566
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 440 |
| AUM (Assets Under Management) | $ 283,245,045 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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