Christopher R. Glasoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Rolf Glasoe, who also goes by Chris Glasoe, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - March 28, 2023
DOXA ADVISORS, LLC
November 27, 2001 - October 11, 2011
KESTRA INVESTMENT SERVICES, LLC
June 5, 1997 - December 14, 2001
MML INVESTORS SERVICES, LLC
October 7, 1992 - June 6, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DOXA ADVISORS, LLC
CRD#: 157886 / SEC#: 801-72692
Contact information
Regulatory assets under management
| Total Number of Accounts | 275 |
| AUM (Assets Under Management) | $ 96,136,000 |
Red Flags
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