JT
Jeffrey S. Troiano
CHARTER OAK CAPITAL MANAGEMENT
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 2282591
JT
Professional summary
Jeffrey Scott Troiano, who also goes by Jeff Troiano, is a registered financial advisor currently at CHARTER OAK CAPITAL MANAGEMENT located in Portsmouth, New Hampshire.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Troiano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2. SOUTH CHURCH HOUSING, NON-PROFIT, NO COMPENSATION, PRESIDENT, LOW-INCOME HOUSING PROJECT; I SPENT APPROXIMATELY 2-3 HOURS PER MONTH ON AND OFF DURING MARKET HOURS; THIS STARTED IN APRIL 2000. 5. OAK TREE PROPERTIES, INC., 68 MAIN STREET, SUITE 3, KENNEBUNK, ME 04043. 25% OWNER, NON-INVESTMENT RELATED, BUSINESS OWNS A COMMERCIAL PROPERTY TO RENT AND RENTS TO CHARTER OAK CAPITAL MANAGEMENT STARTING SPRING 2022, 5 HOURS/MONTH, 2 DURING TRADING HOURS, NO DISCRETIONARY AUTHORITY OVER INVESTMENT ACCOUNTS, STARTED OCTOBER 2022.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Troiano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2003 - Present
CHARTER OAK CAPITAL MANAGEMENT
Office #1: Two International Drive Suite 325, Portsmouth, NH 03801Office #2: 62 Portland Road Suite 37, Kennebunk, ME 04043RIA
CRD#: 120870
Portsmouth, NH
Past
January 14, 2005 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KENNEBUNK, ME
Past
May 24, 1996 - January 14, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 22, 1992 - May 24, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(6/18/2003)
IAR
New Hampshire(3/14/2014)
IAR
Texas(9/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two International Drive Suite 325, Portsmouth, NH 03801
Mailing Address
Phone number
(800) 646-5720
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,359 |
| AUM (Assets Under Management) | $ 1,419,829,350 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHARTER OAK CAPITAL MANAGEMENT
CRD#: 120870Portsmouth, NH 03801TRUST BUT VERIFY
Monitor Jeffrey Troiano
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
