Lori Mezzetti

KESTRA ADVISORY SERVICES

Florida, NY 10921

Some features on this profile are disabled

CRD#: 2282578

Professional summary

Lori Mezzetti, who also goes by Lori Kozlowski, Lori Mezzetti, Lori Schellberg, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Florida, New York.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Lori has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Kozlowski | Lori Mezzetti | Lori Schellberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOTARY, NOTARY- SELF, NOTARY PUBLIC, START OF RELATIONSHIP: MAR 1, 2009, APPROXIMATE # OF HOURS PER MONTH: 1, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 1.......SECURITY MUTUAL LIFE 100 COURT ST BINGHAMTON, NY 13902 INSURANCE BROKER, LIFE, ANNUITIES, LTC, DI, START DATE-09/01/2006, APPROX 80HRS PER MO AND 80HRS DURING TRADING HRS.....MYLES WEALTH MANAGEMENT 59 NORTH MAIN STREET FLORIDA, NY 10921, MANAGED ACCOUNTS,START DATE-07/01/2014, APPROX 80 HRS PER MO AND 80HRS DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Mezzetti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 59 North Main Street, Florida, NY 10921

RIA

CRD#: 283330

Florida, NY

Past

February 6, 2017 - December 10, 2024

MYLES WEALTH MANAGEMENT, LLC

RIA

CRD#: 169635

FLORIDA, NY

Past

December 6, 2013 - February 20, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

FLORIDA, NY

Past

December 6, 2013 - October 2, 2017

SIGNATOR INVESTORS, INC.

CRD#: 468

FLORIDA, NY

Past

March 9, 2012 - December 16, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FLORIDA, NY

Past

October 26, 2011 - December 16, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

FLORIDA, NY

Past

January 3, 2007 - October 26, 2011

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

June 30, 1999 - September 14, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

GOSHEN, NY

Past

October 16, 1993 - May 10, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 4, 1992 - October 7, 1993

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/19/2024)

IAR

Texas
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1992

General Securities Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ardal Powell

EAGLE STRATEGIES LLC

IAR

NEW WINDSOR, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lori Mezzetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Mezzetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

MYLES WEALTH MANAGEMENT, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CADARET, GRANT & CO., INC.

SECURITIES AMERICA, INC.

CITIGROUP GLOBAL MARKETS INC.

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2012

Series 63

Date: 12/5/1992

SIE

Date: 10/2/2017

Series 7

Date: 10/28/1992

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors