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Ehab Ahmed Shalaby

CRD# 2282347·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Ehab is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ehab Ahmed Shalaby, who also goes by Ehab Ahmed Shalaby Sr, was a registered financial advisor. Ehab was a previously registered financial professional and started their career in finance 1993 - 2013. Ehab had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ehab Ahmed Shalaby Sr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
July 2, 2012 - April 17, 2013
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
August 31, 2009 - May 30, 2012
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
February 25, 2009 - May 19, 2009
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
July 14, 2008 - February 17, 2009
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
New York, NY
October 27, 2005 - May 15, 2008
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
March 5, 2003 - October 21, 2005
S. B. CANTOR & CO., INC.·CRD# 1384
BD
New York, NY
March 14, 2002 - February 24, 2003
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
November 19, 2001 - March 15, 2002
CLARK STREET CAPITAL, INC.·CRD# 38304
BD
Levittown, NY
November 15, 2001 - December 21, 2001
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
March 19, 2001 - November 20, 2001
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
February 5, 2001 - March 26, 2001
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
September 8, 2000 - February 6, 2001
REPUBLIC EQUITIES OF AMERICA LTD·CRD# 41881
BD
Red Bank, NJ
September 22, 1998 - September 11, 2000
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
December 14, 1993 - September 29, 1998

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Current Firm

LS
LEGEND SECURITIES, INC.

LEGEND SECURITIES, INC. | SPC SECURITIES, INC. | MARLIN TRADING, INC.

CRD#: 44952 / SEC#: 8-50886
BD
Cancelled by SEC on 04/29/2026

Contact Information

Established

New York since 01/29/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
STOCKTRADE NETWORK, INC.SHARE OWNER—

Disclosures

Regulatory Event

22

Arbitration

14

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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