Ehab A. Shalaby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ehab Ahmed Shalaby, who also goes by Ehab Ahmed Shalaby Sr, was a registered financial professional .
Ehab is a previously registered financial professional and started their career in finance in 1993. Ehab had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - April 17, 2013
LEGEND SECURITIES, INC.
August 31, 2009 - May 30, 2012
BROOKSTONE SECURITIES, INC.
February 25, 2009 - May 19, 2009
SPARTAN CAPITAL SECURITIES, LLC
July 14, 2008 - February 17, 2009
WINDSOR STREET CAPITAL, LP
October 27, 2005 - May 15, 2008
VFINANCE INVESTMENTS, INC
March 5, 2003 - October 21, 2005
GUNNALLEN FINANCIAL, INC
March 14, 2002 - February 24, 2003
S. B. CANTOR & CO., INC.
November 19, 2001 - March 15, 2002
GILFORD SECURITIES INCORPORATED
November 15, 2001 - December 21, 2001
CLARK STREET CAPITAL, INC.
March 19, 2001 - November 20, 2001
JOSEPH STEVENS & CO., INC.
February 5, 2001 - March 26, 2001
JOSEPHTHAL & CO., INC.
September 8, 2000 - February 6, 2001
LABRANCHE FINANCIAL SERVICES, LLC
September 22, 1998 - September 11, 2000
REPUBLIC EQUITIES OF AMERICA LTD
December 14, 1993 - September 29, 1998
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
