Kyle P. Harrington
Professional summary
Kyle Patrick Harrington was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kyle is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Kyle had worked at 19 firms, which includes AURORA CAPITAL LLC, B. RILEY WEALTH ADVISORS INC., NATIONAL SECURITIES CORPORATION, COVA CAPITAL PARTNERS LLC, MATRIX CAPITAL GROUP INC., HCM CONSULTING, FIRST ALLIED SECURITIES INC., PROBABILITIES FUND MANAGEMENT LLC, AUSDAL FINANCIAL PARTNERS INC., DEUTSCHE BANK SECURITIES INC., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC, CIBC WORLD MARKETS CORP., ROBERTSON STEPHENS INC., BANCAMERICA SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC, GOLDMAN SACHS & CO. LLC, NATIONAL BANK OF CANADA FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2016 - July 18, 2018
AURORA CAPITAL LLC
August 17, 2012 - November 18, 2016
B. RILEY WEALTH ADVISORS, INC.
July 5, 2012 - November 18, 2016
NATIONAL SECURITIES CORPORATION
March 12, 2012 - July 18, 2012
COVA CAPITAL PARTNERS LLC
December 15, 2009 - November 18, 2011
MATRIX CAPITAL GROUP, INC.
July 10, 2009 - December 31, 2014
HCM CONSULTING
February 19, 2008 - December 21, 2009
FIRST ALLIED SECURITIES, INC.
February 7, 2008 - December 21, 2009
FIRST ALLIED SECURITIES, INC.
October 19, 2007 - November 19, 2007
PROBABILITIES FUND MANAGEMENT, LLC
July 6, 2007 - February 11, 2008
AUSDAL FINANCIAL PARTNERS, INC.
July 6, 2007 - February 11, 2008
AUSDAL FINANCIAL PARTNERS, INC.
June 13, 2005 - June 29, 2007
DEUTSCHE BANK SECURITIES INC.
June 13, 2005 - June 29, 2007
DEUTSCHE BANK SECURITIES INC.
July 1, 2003 - June 13, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - June 13, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 18, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 9, 1999 - July 19, 2002
CIBC WORLD MARKETS CORP.
September 1, 1998 - May 19, 1999
ROBERTSON STEPHENS, INC.
July 17, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
December 17, 1997 - January 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 1997 - September 15, 1997
MORGAN STANLEY & CO. LLC
August 14, 1996 - September 5, 1996
GOLDMAN SACHS & CO. LLC
May 17, 1994 - January 16, 1995
NATIONAL BANK OF CANADA FINANCIAL INC.
August 16, 1993 - February 10, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AURORA CAPITAL LLC
CRD#: 37924 / SEC#: , 8-48069
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
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