Richard Allen Grbac
CFP®Professional Summary
Richard Allen Grbac, CFP®, who also goes by Dick Grbac, is a registered financial advisor currently at STRATEGIC ADVISORY SERVICES, L.L.C. located in Houston, Texas. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Richard has worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dick Grbac
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
55 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STRATEGIC ADVISORY SERVICES INC | STRATEGIC ADVISORY SERVICES, L.P. | STRATEGIC ADVISORY SERVICES, L.L.C.
Contact Information
Main Address
2925 Briarpark Dr. Suite 720, Houston, TX 77042Phone Number
(713) 977-3800# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
412AUM (Assets Under Management)
$184,903,223Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STRATEGIC ADVISORY SERVICES INC | STRATEGIC ADVISORY SERVICES, L.P. | STRATEGIC ADVISORY SERVICES, L.L.C.
State Registrations and Notice Filings
(11/2/2012)
(3/11/1986)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Dec 1971Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Allen Grbac's CRS (Customer Relationship Summary).
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