Christopher L. Mcheffey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lawrence Mcheffey, who also goes by Chris Mcheffey, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2021 - October 7, 2022
303 ALTERNATIVES, LLC
November 10, 2014 - April 15, 2021
REALITY SHARES ADVISORS
March 12, 2014 - December 9, 2019
ALPS DISTRIBUTORS, INC.
January 3, 2012 - February 8, 2013
BLACKROCK INVESTMENTS, LLC
October 14, 2011 - February 8, 2013
BLACKROCK FUND ADVISORS
October 14, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
April 5, 2002 - August 23, 2011
UBS FINANCIAL SERVICES INC.
March 28, 1994 - August 23, 2011
UBS FINANCIAL SERVICES INC.
October 25, 1993 - February 3, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
303 ALTERNATIVES, LLC
CRD#: 166675 / SEC#: , 8-69225
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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