Philip S. Grayson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Schuyler Grayson, who also goes by Philip S Grayson, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1973. Philip had worked at 8 firms and has passed the Series 63, Series 56, Series 55, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2012 - January 31, 2013
T3 TRADING GROUP, LLC
April 8, 2011 - November 9, 2011
T3 TRADING GROUP, LLC
May 9, 2006 - January 7, 2008
OPUS TRADING FUND LLC
April 9, 1996 - March 23, 2004
SCHONFELD SECURITIES, LLC
March 6, 1996 - April 11, 1996
ON-SITE TRADING, INC.
September 1, 1995 - February 9, 1996
CYGNET SECURITIES, INC.
June 24, 1993 - April 10, 1995
SCHONFELD SECURITIES, LLC
October 25, 1991 - February 10, 1992
BRENNER SECURITIES CORPORATION
September 13, 1974 - January 14, 1991
GRAYSON, BURGER & CO.
October 15, 1973 - December 4, 1974
SINGER MACKIE INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 2/15/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 4/4/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 10/10/1973
Registered Representative ExaminationSeries 40
Date: 1/8/1976
Registered Principal ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
