Brian T. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Thomas Mcdonald was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2022 - November 14, 2023
AFS SECURITIES, LLC
March 22, 2021 - September 5, 2023
E*TRADE SECURITIES LLC
November 15, 2018 - February 12, 2025
MORGAN STANLEY
March 21, 2012 - December 11, 2014
OPTIONSXPRESS, INC.
July 24, 2007 - December 7, 2007
CYBERTRADER, INC.
July 15, 1993 - December 7, 2017
CHARLES SCHWAB & CO., INC.
April 26, 1993 - July 8, 1993
LEHMAN BROTHERS INC.
October 9, 1992 - January 19, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 4/26/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AFS SECURITIES, LLC
CRD#: 171819 / SEC#: , 8-69483
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FINANCIAL SYSTEMS, INC. | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 2996942 |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 |
| BUNNELL, ANTHONY | CHIEF EXECUTIVE OFFICER, CHAIRMAN, BOARD OF MANAGERS | 4197371 |
| GIVENS, WILLIAM | CHIEF COMPLIANCE OFFICER | 2790454 |
| JOHNSON, DANIEL ROYCE | PRESIDENT, DESIGNATED RESPONSIBLE PRODUCER | 1225931 |
| MCDONALD, BRIAN THOMAS | BOARD OF MANAGERS | 2281813 |
Red Flags
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