Timothy Schumacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Schumacher, who also goes by Timothy Gerard Schumacher, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - May 28, 2019
T3 TRADING GROUP, LLC
July 8, 2009 - November 4, 2011
CHASE INVESTMENT SERVICES CORP.
June 13, 2008 - November 4, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
November 14, 2006 - May 7, 2007
OPUS TRADING FUND LLC
May 12, 2005 - October 5, 2005
ACCESS SECURITIES, LLC
December 17, 2004 - March 3, 2005
HD BROUS & CO., INC.
July 25, 2002 - May 12, 2003
SCHONFELD SECURITIES, LLC
April 3, 1998 - March 29, 2000
CREDIT SUISSE SECURITIES (USA) LLC
July 1, 1996 - March 18, 1998
PERSHING LLC
February 24, 1995 - November 15, 1995
CODA MARKETS, INC.
December 23, 1992 - March 8, 1995
LADENBURG THALMANN & CO. INC.
December 10, 1992 - December 18, 1992
GRAYSON FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/26/2019
Securities Trader ExamSeries 55
Date: 8/23/2002
Limited Representative-Equity Trader ExamSeries 25
Date: 1/20/2000
NYSE Trading Assistant ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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