Jeffrey Michael Welsh

MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Years of Experience

34 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1. 388 E Main Street, Branford, CT 064052. Bradenton, FL

February 9, 2026 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1. 388 E Main Street, Branford, CT 064052. Bradenton, FL

September 1, 2023 - Present

Past

BARD FINANCIAL SERVICES, INC.Past·CRD# 110017

RIA

Branford, CT

November 6, 1996 - February 9, 2026

OSAIC SERVICES, INC.Past·CRD# 133763

BD

Branford, CT

October 31, 2005 - September 1, 2023

SUNAMERICA SECURITIES, INC.Past·CRD# 20068

BD

Phoenix, AZ

September 24, 1992 - October 31, 2005

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BUDDERFLY POSITION: PASSIVE INVESTOR NATURE: C CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2018 ADDRESS: 2 TRAP FALLS RD, SHELTON CT 06484, United States DESCRIPTION: NONE. 2) JEFFREY M WELSH POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: SELL TERM AND FIXED LIFE, FIXED ANNUITIES, ACCIDENT & HEALTH INSURANCE. 3) BARD FINANCIAL SERVICES, INC. POSITION: VICE PRESIDENT NATURE: CORPORATION/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2001 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: FEE BASED ASSET MANAGEMENT THROUGH SPFI WMP. 4) REVERENCE CAPITAL PARTNERS II POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2018 ADDRESS: 477 MADISON AVENUE, NEW YORK NY 10022, United States DESCRIPTION: I am a small passive investor. No duties. This investment is managed by the same group, and is similar to, Reverence Capital Partners I, which was approved by SPFI in 2014. 5) REVERENCE CAPITAL PARTNERS POSITION: PASSIVE INVESTOR NATURE: PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 477 MADISON AVE, 23rd FLOOR, NEW YORK NY 10022, United States DESCRIPTION: NONE 6) REVERENCE CAPITAL PARTNERS FUND 3 POSITION: PASSIVE INVESTOR NATURE: PRIVATE EQUITY FUND (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 10 E 53rd Street, 14th floor, New York NY 10022, United States DESCRIPTION: NONE 7) REVERENCE CAP OPP FUND 5 POSITION: PASSIVE INVESTOR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2021 ADDRESS: 10 EAST 53rd ST, NEW YORK NY 10022, United States DESCRIPTION: NONE 8) ACTIVATE CAPITAL PARTNERS II, LP POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 50 CALIFORNIA ST, SAN FRANCISCO CA 94111, United States DESCRIPTION: NONE 9) OSAIC WEALTH, INC. POSITION: REGISTERED PRINCIPAL NATURE: CORPORATION, BROKER-DEALER INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/1992 ADDRESS: 388 EAST MAIN STREET, BRANFORD CT 06405, United States DESCRIPTION: PROVIDE FINANCIAL AND INVESTMENT RECOMMENDATIONS TO CLIENTS, AND ASSOCIATED ADMINISTRATIVE, SUPERVISORY, AND COMPLIANCE FUNCTIONS. 10) OLIVE INDUSTRIES LLC POSITION: MEMBER NATURE: This entity exists for tax purposes only. Personal 1099 income is being routed through this LLC. The entity will have no customers, and I will not make it known to clients or the public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2025 ADDRESS: 6209 SIGNATURE POINTE LANE, BRADENTON FL 34210, United States DESCRIPTION: State filings to maintain the entity, and tax filing.

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(9/1/2023)

RR

Alaska
(9/1/2023)

RR

Arizona
(9/1/2023)

RR

California
(9/1/2023)

RR

Colorado
(9/1/2023)

RR

Connecticut
(9/1/2023)

IAR

Connecticut
(2/9/2026)

RR

Delaware
(9/1/2023)

RR

District of Columbia
(9/1/2023)

RR

Florida
(9/1/2023)

IAR

Florida
(7/15/2026)

RR

Georgia
(9/1/2023)

RR

Illinois
(9/1/2023)

RR

Iowa
(9/1/2023)

RR

Kansas
(9/1/2023)

RR

Kentucky
(4/23/2024)

RR

Louisiana
(9/1/2023)

RR

Maine
(9/1/2023)

RR

Maryland
(9/1/2023)

RR

Massachusetts
(9/1/2023)

RR

Michigan
(9/1/2023)

RR

Minnesota
(9/1/2023)

RR

Missouri
(9/1/2023)

RR

Montana
(9/1/2023)

RR

New Hampshire
(9/1/2023)

RR

New Jersey
(9/1/2023)

RR

New Mexico
(9/1/2023)

RR

New York
(9/1/2023)

RR

North Carolina
(9/1/2023)

RR

Ohio
(9/1/2023)

RR

Oregon
(9/1/2023)

RR

Pennsylvania
(9/1/2023)

RR

Rhode Island
(9/1/2023)

RR

South Carolina
(9/1/2023)

RR

Tennessee
(9/1/2023)

RR

Texas
(9/1/2023)

RR

Vermont
(9/1/2023)

RR

Virginia
(9/1/2023)

RR

West Virginia
(9/1/2023)

RR

Wyoming
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Welsh's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Welsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#