Jeffrey M. Welsh

BARD FINANCIAL SERVICES

BRANFORD, CT 06405

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CRD#: 2281625

Professional summary

Jeffrey Michael Welsh is a registered financial advisor currently at BARD FINANCIAL SERVICES, INC. located in Branford, Connecticut and OSAIC WEALTH, INC. located in Branford, Connecticut.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BUDDERFLY POSITION: PASSIVE INVESTOR NATURE: C CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2018 ADDRESS: 2 TRAP FALLS RD, SHELTON CT 06484, United States DESCRIPTION: NONE. 2) JEFFREY M WELSH POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: SELL TERM AND FIXED LIFE, FIXED ANNUITIES, ACCIDENT & HEALTH INSURANCE. 3) BARD FINANCIAL SERVICES, INC. POSITION: VICE PRESIDENT NATURE: CORPORATION/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2001 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: FEE BASED ASSET MANAGEMENT THROUGH SPFI WMP. 4) REVERENCE CAPITAL PARTNERS II POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2018 ADDRESS: 477 MADISON AVENUE, NEW YORK NY 10022, United States DESCRIPTION: I am a small passive investor. No duties. This investment is managed by the same group, and is similar to, Reverence Capital Partners I, which was approved by SPFI in 2014. 5) REVERENCE CAPITAL PARTNERS POSITION: PASSIVE INVESTOR NATURE: PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 477 MADISON AVE, 23rd FLOOR, NEW YORK NY 10022, United States DESCRIPTION: NONE 6) REVERENCE CAPITAL PARTNERS FUND 3 POSITION: PASSIVE INVESTOR NATURE: PRIVATE EQUITY FUND (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 10 E 53rd Street, 14th floor, New York NY 10022, United States DESCRIPTION: NONE 7) REVERENCE CAP OPP FUND 5 POSITION: PASSIVE INVESTOR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2021 ADDRESS: 10 EAST 53rd ST, NEW YORK NY 10022, United States DESCRIPTION: NONE 8) ACTIVATE CAPITAL PARTNERS II, LP POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 50 CALIFORNIA ST, SAN FRANCISCO CA 94111, United States DESCRIPTION: NONE 9) OSAIC WEALTH, INC. POSITION: REGISTERED PRINCIPAL NATURE: CORPORATION, BROKER-DEALER INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/1992 ADDRESS: 388 EAST MAIN STREET, BRANFORD CT 06405, United States DESCRIPTION: PROVIDE FINANCIAL AND INVESTMENT RECOMMENDATIONS TO CLIENTS, AND ASSOCIATED ADMINISTRATIVE, SUPERVISORY, AND COMPLIANCE FUNCTIONS. 10) OLIVE INDUSTRIES LLC POSITION: MEMBER NATURE: This entity exists for tax purposes only. Personal 1099 income is being routed through this LLC. The entity will have no customers, and I will not make it known to clients or the public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2025 ADDRESS: 6209 SIGNATURE POINTE LANE, BRADENTON FL 34210, United States DESCRIPTION: State filings to maintain the entity, and tax filing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Welsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 1996 - Present

BARD FINANCIAL SERVICES, INC.

Office #1: 388 East Main St, Branford, CT 06405

RIA

CRD#: 110017

BRANFORD, CT

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 388 E Main Street, Branford, CT 06405

RIA

CRD#: 23131

Branford, CT

Past

October 31, 2005 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

BRANFORD, CT

Past

September 24, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARD FINANCIAL SERVICES, INC.

CRD#: 110017 / SEC#: 801-80696

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Connecticut

Registered Investment Advisory firm - (1/14/2015 Terminated)

Florida

Registered Investment Advisory firm - (1/8/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (9/29/2006 Terminated)

New York

Registered Investment Advisory firm - (1/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/1/2023)

Alaska
(9/1/2023)

Arizona
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

IAR

Connecticut
(11/6/1996)

Connecticut
(9/1/2023)

Delaware
(9/1/2023)

District of Columbia
(9/1/2023)

Florida
(9/1/2023)

Georgia
(9/1/2023)

Illinois
(9/1/2023)

Iowa
(9/1/2023)

Kansas
(9/1/2023)

Kentucky
(4/23/2024)

Louisiana
(9/1/2023)

Maine
(9/1/2023)

Maryland
(9/1/2023)

Massachusetts
(9/1/2023)

Michigan
(9/1/2023)

Minnesota
(9/1/2023)

Missouri
(9/1/2023)

Montana
(9/1/2023)

New Hampshire
(9/1/2023)

New Jersey
(9/1/2023)

New Mexico
(9/1/2023)

New York
(9/1/2023)

North Carolina
(9/1/2023)

Ohio
(9/1/2023)

Oregon
(9/1/2023)

Pennsylvania
(9/1/2023)

Rhode Island
(9/1/2023)

South Carolina
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

Vermont
(9/1/2023)

Virginia
(9/1/2023)

West Virginia
(9/1/2023)

Wyoming
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/26/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BARD FINANCIAL SERVICES, INC.

CRD#: 110017 / SEC#: 801-80696

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Connecticut

Registered Investment Advisory firm - (1/14/2015 Terminated)

Florida

Registered Investment Advisory firm - (1/8/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (9/29/2006 Terminated)

New York

Registered Investment Advisory firm - (1/8/2015 Terminated)

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Contact information

Main Address

388 East Main Street, Branford, CT 06405

Mailing Address

Phone number

(203) 481-7676

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MAR 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,101
AUM (Assets Under Management)	$ 639,374,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jeffrey M. Welsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Welsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BARD FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/1998

Series 63

Date: 10/16/1992

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1992

Series 53

Date: 11/26/2011

Series 24

Date: 12/12/2002

FINRA

Current Firm

BARD FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARD FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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