Bill T. Griffith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill T Griffith was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1992. Bill had worked at 4 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2011 - August 12, 2016
TEXAS E&P PARTNERS, INC.
October 7, 2010 - February 15, 2011
NOBLES & RICHARDS, INC.
April 19, 2010 - October 12, 2010
TEXAS E&P PARTNERS, INC.
November 17, 1992 - September 22, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 17, 1992 - September 22, 1993
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
