Mark D. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Donald Leonard, who also goes by Lenny Leonard, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2006 - December 31, 2014
STRATEGIC ADVISERS LLC
May 7, 1997 - July 12, 2017
FIDELITY BROKERAGE SERVICES LLC
November 8, 1995 - May 5, 1997
TD AMERITRADE, INC.
April 3, 1995 - November 17, 1995
OSAIC FS, INC.
September 16, 1993 - July 5, 1994
FIDELITY BROKERAGE SERVICES LLC
November 12, 1992 - February 16, 1993
IDS LIFE INSURANCE COMPANY
November 12, 1992 - February 16, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/30/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 1/23/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
