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Glenda Magaly Bagnato

CRD# 2281396·Registered 1992 - 2003
Previously Registered: Being a previously registered professional could mean that Glenda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenda Magaly Bagnato was a registered financial advisor. Glenda was a previously registered financial professional and started their career in finance 1992 - 2003. Glenda had worked at 9 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

KAUPTHING SECURITIES, INC.·CRD# 104429
BD
New York City, NY
April 2, 2001 - February 25, 2003
STUART FRANKEL & CO., INCORPORATED·CRD# 14593
BD
Great Neck, NY
May 22, 1997 - December 31, 2023
ON-SITE TRADING, INC.·CRD# 30271
BD
Great Neck, NY
July 14, 1995 - March 7, 1996
GLOBAL PARTNERS SECURITIES INC.·CRD# 19606
BD
Fort Lauderdale, FL
June 20, 1994 - July 19, 1995
STORMHARBOUR SECURITIES LP·CRD# 35997
BD
New York, NY
May 23, 1994 - July 20, 1994
GATEWAY CAPITAL INVESTMENT GROUP INC.·CRD# 35999
BD
Jersey City, NJ
April 15, 1994 - July 20, 1994
AUERBACH GRAYSON & COMPANY LLC·CRD# 30761
BD
New York, NY
March 29, 1994 - January 5, 2015
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 25, 1993 - April 8, 1993
HENRY KRIEGER/DBI L.P.·CRD# 25814
BD
October 1, 1992 - January 8, 1993

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Current Firm

KS
KAUPTHING SECURITIES, INC.

KAUPTHING SECURITIES, INC.

CRD#: 104429 / SEC#: 8-52893
BD
Terminated by SEC on 12/20/2008

Contact Information

Established

Delaware since 05/26/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KAUPTHING NEW YORK, INC.PARENT COMPANY—
GORCZAKOWSKI, ROBERT MICHAEL MR.FINANCIAL & OPERATIONS PRINCIPAL/CHIEF COMPLIANCE OFFICER2518262
LEJDSTROM, MAGNUS CDIRECTOR4254523

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1992About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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