Glenda M. Bagnato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenda Magaly Bagnato was a registered financial professional .
Glenda is a previously registered financial professional and started their career in finance in 1992. Glenda had worked at 9 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2001 - February 25, 2003
KAUPTHING SECURITIES, INC.
May 22, 1997 - December 31, 2023
STUART FRANKEL & CO., INCORPORATED
July 14, 1995 - March 7, 1996
ON-SITE TRADING, INC.
June 20, 1994 - July 19, 1995
GLOBAL PARTNERS SECURITIES INC.
May 23, 1994 - July 20, 1994
STORMHARBOUR SECURITIES LP
April 15, 1994 - July 20, 1994
GATEWAY CAPITAL INVESTMENT GROUP INC.
March 29, 1994 - January 5, 2015
AUERBACH GRAYSON & COMPANY LLC
January 25, 1993 - April 8, 1993
ABN AMRO INCORPORATED
October 1, 1992 - January 8, 1993
HENRY KRIEGER/DBI L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
KAUPTHING SECURITIES, INC.
CRD#: 104429 / SEC#: , 8-52893
Contact information
Documents
Red Flags
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