John J. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kane, who also goes by Jack Kane, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 3 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2007 - March 22, 2017
HIGHLANDER CAPITAL MANAGEMENT LLC
November 1, 2006 - April 26, 2023
HIGHLANDER CAPITAL GROUP, INC.
February 22, 1993 - November 30, 2006
MCCONNELL, BUDD & ROMANO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
HIGHLANDER CAPITAL MANAGEMENT LLC
CRD#: 106667 / SEC#: 801-52286
Contact information
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 351,802,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
