Gregory W. Durrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Wade Durrett, who also goes by Greg Wade Durrett, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2017 - July 15, 2022
KEYBANC CAPITAL MARKETS INC.
January 27, 2017 - July 21, 2017
OPPENHEIMER & CO. INC.
May 4, 2015 - December 1, 2016
FHN FINANCIAL SECURITIES CORP.
August 18, 2010 - May 6, 2015
STERNE, AGEE & LEACH, INC.
May 7, 2009 - August 3, 2010
OPPENHEIMER & CO. INC.
October 1, 2008 - November 7, 2008
J.P. MORGAN SECURITIES LLC
August 2, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 20, 2003 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
October 11, 2000 - June 11, 2003
MORGAN KEEGAN & COMPANY, LLC
May 7, 1998 - October 3, 2000
SECURITIES CORPORATION OF IOWA
June 15, 1995 - May 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
February 16, 1993 - August 30, 1994
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
