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Timothy Martin Mcnamara

CRD# 2280978·Registered 1992 - 2010
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Martin Mcnamara, who also goes by Timothy Mcnamara, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1992 - 2010. Timothy had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Mcnamara

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MCNAMARA CAPITAL·CRD# 147893
RIA
Boston, MA
September 3, 2008 - December 31, 2010
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Boston, MA
August 14, 2007 - June 11, 2008
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Boston, MA
July 5, 2007 - June 11, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Waltham, MA
April 17, 2006 - July 10, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Waltham, MA
July 8, 2005 - July 10, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 16, 2001 - January 31, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 23, 1998 - March 9, 2001
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
October 3, 1992 - October 31, 1997

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jul 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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