Robert J. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Ryan JR, who also goes by Robert John Ryan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 7 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2007 - July 28, 2014
PAYCHEX SECURITIES CORPORATION
August 29, 2005 - September 8, 2005
FORESTERS FINANCIAL SERVICES, INC.
July 25, 2003 - March 23, 2004
CITISTREET EQUITIES LLC
February 11, 2003 - April 28, 2003
VALIC FINANCIAL ADVISORS, INC.
August 20, 2002 - April 28, 2003
VALIC FINANCIAL ADVISORS, INC.
August 30, 2001 - August 19, 2002
M&T SECURITIES, INC.
August 4, 2000 - May 22, 2001
MORGAN STANLEY DW INC.
November 30, 1993 - March 30, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
