Art K. Okun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Art Kingsley Okun, who also goes by Art Kingsley, Art Kingsleyokun, Ath Kingsleyokun, Ath Kingsley Okun, Art Okyn, was a registered financial advisor .
Art is a previously registered financial advisor and started their career in finance in 1992. Art had worked at 19 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2009 - July 22, 2013
MARQUIS FINANCIAL SERVICES, INC.
November 19, 2007 - June 11, 2009
MML INVESTORS SERVICES, LLC
May 11, 2006 - February 13, 2007
GLENDALE SECURITIES, INC.
April 11, 2006 - May 19, 2006
GIRARD SECURITIES, INC.
April 11, 2006 - May 19, 2006
GIRARD SECURITIES, INC.
March 30, 2006 - July 13, 2006
MORGAN PEABODY, INC.
August 25, 2005 - February 28, 2006
MACARTHUR STRATEGIES, INC.
July 18, 2005 - July 29, 2005
FIRST MIDWEST SECURITIES, INC.
April 27, 2005 - June 15, 2006
LINEAR FINANCIAL SERVICES, INC.
September 21, 2004 - January 31, 2005
GONOW SECURITIES, INC.
January 26, 2001 - December 31, 2003
CANON SECURITIES, LLC
December 21, 1999 - September 13, 2000
PACIFIC GENESIS GROUP, INC.
May 26, 1999 - January 7, 2000
MACARTHUR STRATEGIES, INC.
November 10, 1998 - June 17, 1999
IRVINE SECURITIES, INC.
April 21, 1997 - September 11, 1997
ZAHORIK COMPANY, INC.
May 15, 1996 - September 26, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
September 8, 1995 - February 29, 1996
SECURITIES AMERICA, INC.
April 25, 1994 - August 21, 1995
JM DISSOLUTION, INC.
January 17, 1994 - March 30, 1994
HAYNE, MILLER FINANCIAL, INC.
March 2, 1993 - December 17, 1993
INTERFIRST CAPITAL CORPORATION
October 13, 1992 - November 30, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARQUIS FINANCIAL SERVICES, INC.
CRD#: 20733 / SEC#: , 8-38398
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
