William J. Wendel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Wendel, who also goes by Bill Wendel, William J Wendel, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2025 - July 20, 2026
M&A SECURITIES GROUP, INC.
April 5, 2022 - March 20, 2025
ADVISORS ASSET MANAGEMENT, INC.
June 20, 2017 - April 14, 2022
BNY MELLON SECURITIES CORPORATION
February 6, 2012 - May 17, 2017
FORESIDE FUND SERVICES, LLC
June 17, 2010 - January 23, 2012
CV BROKERAGE, INC
November 9, 2006 - July 28, 2009
JPMORGAN DISTRIBUTION SERVICES, INC.
August 17, 2005 - December 20, 2005
AIM PRIVATE ASSET MANAGEMENT
September 27, 2000 - December 2, 2005
INVESCO DISTRIBUTORS, INC.
November 18, 1994 - October 6, 2000
FUND MANAGEMENT COMPANY
October 23, 1992 - October 31, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/2/2026
Investment Banking Registered Representative ExaminationCurrent Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
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