Richard J. Zito
FLYNN ZITO CAPITAL MANAGEMENT
Garden City, NY 11530
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CRD#: 2280859
Professional summary
Richard Joseph Zito, CFP® is a registered financial advisor currently at FLYNN ZITO CAPITAL MANAGEMENT, LLC located in Garden City, New York and LPL FINANCIAL LLC located in Garden City, New York.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 7/7/2009 - NON-VARIABLE INSURANCE - PROVIDING NON-VARIABLE INSURANCE PRODUCTS TO CLIENTS. - TIME SPENT 2% - GARDEN CITY, NY (2) 10/30/2009 - DBA ONLY - FLYNN ZITO CAPITAL MANAGEMENT - GARDEN CITY, NY. (3) 7/17/2018 - Flynn Zito Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 01/2010 - 136 Hours Per Month/136 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through Flynn Zito Capital Management, LLC., an independent investment advisor firm. I started this business activity in 01/2010. I expect to spend approximately 136 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 07/18/2024 - FZ Maritime Services, LLC - Other - Boat Management - Not Investment Related - At Reported Business Location(s) - Start Date 04/19/2024 - 1 Hour Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Zito's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
March 3, 2010 - Present
FLYNN ZITO CAPITAL MANAGEMENT, LLC
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530RIA
CRD#: 152689
Garden City, NY
Current
October 14, 1997 - Present
LPL FINANCIAL LLC
Office #1: 585 Stewart Ave #620, Garden City, NY 11530RIA
BD
CRD#: 6413
Garden City, NY
Past
April 25, 2011 - November 19, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
GARDEN CITY, NY
Past
May 2, 1997 - October 15, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
October 14, 1992 - May 14, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 14, 1992 - May 14, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/18/2024)
RR
Florida(10/21/1997)
IAR
Florida(7/23/2010)
RR
Georgia(3/19/2024)
RR
Indiana(2/26/2021)
RR
Maine(3/18/2024)
RR
Maryland(3/15/2024)
IAR
New Hampshire(3/26/2010)
RR
New Hampshire(3/15/2024)
RR
New Jersey(10/14/1997)
RR
New York(10/14/1997)
IAR
New York(3/1/2021)
RR
North Carolina(2/25/2021)
RR
Pennsylvania(1/3/1998)
RR
South Carolina(2/25/2021)
IAR
Texas(3/3/2010)
RR
Texas(3/18/2024)
RR
Virginia(1/5/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
585 Stewart Ave Suite 620, Garden City, NY 11530
Mailing Address
Phone number
(516) 746-9000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,823 |
| AUM (Assets Under Management) | $ 672,264,058 |
Red Flags
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Company Information
FLYNN ZITO CAPITAL MANAGEMENT, LLC
CRD#: 152689Garden City, NY 11530TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
