Julie Cusson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Cusson, who also goes by Julie Amber Cusson, Julie M Cusson, Julie M Marsele-cusson, Julie Marsele-cusson, Julie Amber Marselecusson, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1994. Julie had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - March 27, 2024
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
February 16, 2022 - March 27, 2024
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
February 15, 2022 - May 27, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 14, 2018 - February 7, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 14, 2018 - February 7, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 1, 2003 - November 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - November 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
May 18, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 23, 1995 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 20, 1994 - January 9, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
