Craig A. Brast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Alan Brast, who also goes by Craig Alan Bizast, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1993. Craig had worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2022 - January 23, 2023
ESTRADA HINOJOSA & COMPANY, INC.
November 17, 2020 - December 7, 2022
HUNTINGTON SECURITIES, INC.
November 6, 2009 - March 2, 2020
WELLS FARGO SECURITIES, LLC
July 9, 2008 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 16, 2006 - June 18, 2008
UBS SECURITIES LLC
July 16, 2001 - January 26, 2006
UBS FINANCIAL SERVICES INC.
July 16, 2001 - January 16, 2006
UBS FINANCIAL SERVICES INC.
May 14, 1999 - June 28, 2001
RBC CAPITAL MARKETS, LLC
May 6, 1998 - June 22, 1999
UBS FINANCIAL SERVICES INC.
March 2, 1998 - August 27, 1998
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
May 25, 1993 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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