Wendy J. Dominguez
Professional summary
Wendy Jo Dominguez, who also goes by Wendy Jo Hackett, Wendy Jo Hackettdominguez, Wendy Hackettdominguez, is a registered financial advisor currently at INNOVEST PORTFOLIO SOLUTIONS LLC located in Denver, Colorado.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Wendy has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Jo Dominguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1999 - Present
INNOVEST PORTFOLIO SOLUTIONS LLC
Office #1: 7979 E. Tufts Ave. Suite 1700, Denver, CO 80237July 2, 1996 - April 17, 1997
CASCADE INVESTMENT GROUP, INC.
January 3, 1995 - July 1, 1996
DAIN RAUSCHER INCORPORATED
December 8, 1993 - December 31, 1994
RAUSCHER PIERCE REFSNES, INC.
Primary Firm SEC Registration
INNOVEST PORTFOLIO SOLUTIONS LLC
CRD#: 106110 / SEC#: 801-51483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/1999)
Exams
Current Firm
INNOVEST PORTFOLIO SOLUTIONS LLC
CRD#: 106110 / SEC#: 801-51483
Contact information
SEC notice filing (8 States and Territories)
Documents
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 03/19/2024 | ||
| 04/26/2023 |
Red Flags
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