Jonette L. Antonell

HERNDON PLANT OAKLEY, LTD.

Corpus Christi, TX 78401

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CRD#: 2280549

Professional summary

Jonette Louise Antonell, who also goes by Jonette Louise Hansard, is a registered financial professional currently at HERNDON PLANT OAKLEY, LTD. located in Corpus Christi, Texas.

Jonette is registered as a RR (Registered Representative) and started their career in finance in 1994. Jonette has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonette Louise Hansard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonette Louise Antonell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 1998 - Present

HERNDON PLANT OAKLEY, LTD.

Office #1: 800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401

RIA

CRD#: 44971

Corpus Christi, TX

Past

March 2, 1998 - October 9, 1998

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

May 16, 1994 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(11/2/1998)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HERNDON PLANT OAKLEY, LTD.

AMERICAN INVESTMENT SERVICES | HERNDON PLANT OAKLEY, LTD. | HERNDON PLANT OAKLEY LTD

CRD#: 44971 / SEC#: 801-55675, 8-50912

RIA

Registered Investment Advisory firm - SEC (10/9/2017 Terminated)

Florida

Registered Investment Advisory firm - SEC (9/20/2017 Approved)

Kansas

Registered Investment Advisory firm - SEC (8/31/2017 Approved)

Oklahoma

Registered Investment Advisory firm - SEC (10/9/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (8/7/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401

Mailing Address

800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401

Phone number

(361) 888-7611

Established

Texas since 01/07/1998

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HERNDON, RUSSELL BRENT	LIMITED PARTNER	243993
OAKLEY, JAMES THEODORE	LIMITED PARTNER	813008
PLANT, PHILLIP MICHAEL	LIMITED PARTNER	364393
CORONADO, SYDNEY	FINOP	7542960
RAGAN, ELIZABETH BLANCHARD	MANAGING DIRECTOR/DESIGNATED PRINCIPAL CHIEF COMPLIANCE OFFICER	1191381

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 92,904,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonette L. Antonell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonette Louise Antonell's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1996

Series 63

Date: 6/6/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1994

FINRA

Current Firm

HERNDON PLANT OAKLEY, LTD.

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

HERNDON PLANT OAKLEY, LTD.

TRUST BUT VERIFY

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