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CB

Craig A. Bonn

HARLEY CAPITAL LLC
Westport, CT 06880
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CRD#: 2280460
CB

Professional summary


Craig Aaron Bonn, who also goes by Craig Bonn, Crain Aaron Bonn, is a registered financial professional currently at HARLEY CAPITAL LLC located in Westport, Connecticut.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1993. Craig has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Craig Bonn | Crain Aaron Bonn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Craig Aaron Bonn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 22, 2021 - Present

HARLEY CAPITAL LLC

Office #1: 55 West Post Road 3rd Floor, Westport, CT 06880Office #2: 55 West Post Road 3rd Floor, Westport, CT 06880
BD
CRD#: 310046
Westport, CT
Past

January 7, 2016 - February 3, 2016

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY
Past

January 4, 2016 - October 23, 2021

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
WESTPORT, CT
Past

August 23, 2004 - January 7, 2016

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY
Past

August 16, 1994 - October 27, 2004

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

June 18, 1993 - July 15, 1994

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

February 23, 1993 - June 15, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/12/2024)
RR
Arizona
(10/27/2021)
RR
Arkansas
(5/11/2022)
RR
California
(10/25/2021)
RR
Colorado
(5/25/2022)
RR
Connecticut
(10/25/2021)
RR
Florida
(11/17/2021)
RR
Georgia
(11/2/2021)
RR
Illinois
(11/24/2021)
RR
Indiana
(11/9/2021)
RR
Iowa
(10/25/2021)
RR
Kansas
(10/25/2021)
RR
Kentucky
(11/4/2021)
RR
Maryland
(10/28/2021)
RR
Michigan
(10/22/2021)
RR
Minnesota
(10/26/2021)
RR
Mississippi
(10/27/2021)
RR
Nebraska
(10/28/2021)
RR
Nevada
(11/3/2021)
RR
New Jersey
(10/26/2021)
RR
New Mexico
(10/25/2021)
RR
New York
(10/25/2021)
RR
North Carolina
(10/28/2021)
RR
North Dakota
(10/29/2021)
RR
Ohio
(10/22/2021)
RR
Oklahoma
(10/26/2021)
RR
Oregon
(11/2/2021)
RR
Pennsylvania
(10/26/2021)
RR
Puerto Rico
(11/1/2021)
RR
Rhode Island
(10/29/2021)
RR
South Carolina
(10/26/2021)
RR
Texas
(10/26/2021)
RR
Utah
(5/25/2022)
RR
Virginia
(10/26/2021)
RR
Wisconsin
(10/28/2021)
RR
Wyoming
(11/3/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 3/3/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HARLEY CAPITAL LLC
HARLEY CAPITAL LLC

CRD#: 310046 / SEC#: , 8-70571

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
55 West Post Road 3rd Floor, Westport, CT 06880
Mailing Address
55 West Post Road 3rd Floor, Westport, CT 06880
Phone number
(347) 247-9977
Established
New York since 11/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (37 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BONN, CRAIG AARONDIRECT OWNER2280460
EGAN, MICHAEL RCEO/CCO2269012
ONESTO, RICHARD ERNESTFINOP2453096

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARLEY CAPITAL LLC

CRD#: 310046Westport, CT 06880

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