Jeffrey S. Crystal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Sean Crystal, who also goes by Jeffrey Crystal, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2023 - May 21, 2024
PRUCO SECURITIES, LLC.
August 24, 2023 - May 21, 2024
PRUCO SECURITIES, LLC.
August 5, 2019 - October 19, 2021
NEXT FINANCIAL GROUP, INC.
June 21, 2019 - October 19, 2021
SORRENTO PACIFIC FINANCIAL, LLC
June 21, 2019 - October 19, 2021
CUSO FINANCIAL SERVICES, L.P.
May 17, 2019 - October 19, 2021
CADARET, GRANT & CO., INC.
April 22, 2019 - October 19, 2021
CADARET, GRANT & CO., INC.
June 1, 2009 - May 4, 2017
MORGAN STANLEY
June 1, 2009 - May 4, 2017
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 12, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
September 24, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
August 29, 1997 - October 4, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 1997 - September 5, 1997
CHASE INVESTMENT SERVICES CORP.
February 28, 1995 - June 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1994 - March 15, 1995
CIBC WORLD MARKETS CORP.
October 21, 1993 - May 18, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 1992 - October 7, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
