Peter V. Toronto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Victor Toronto, who also goes by Peter Toronto, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - November 18, 2022
FHN FINANCIAL SECURITIES CORP.
February 1, 2019 - May 8, 2019
LOOP CAPITAL MARKETS LLC
January 2, 2013 - February 4, 2019
BB&T SECURITIES, LLC
June 27, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 22, 2007 - June 20, 2011
MIZUHO SECURITIES USA LLC
July 22, 2002 - July 11, 2007
HSBC SECURITIES (USA) INC.
July 19, 2001 - May 9, 2002
BARCLAYS CAPITAL INC.
October 16, 2000 - March 22, 2001
CREDIT SUISSE SECURITIES (USA) LLC
July 1, 1998 - October 16, 2000
PERSHING LLC
July 21, 1997 - July 14, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
