V Kerry Kozlowski
Professional Summary
V Kerry Kozlowski, who also goes by Kerry Hoffer, V Kerry Hoffer, VIvian Kerry Hoffer, was a registered financial advisor. V was a previously registered financial professional and started their career in finance 2001 - 2019. V had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 7, Series 17 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kerry Hoffer, V Kerry Hoffer, Vivian Kerry Hoffer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
PAENG, MARY NMN | WREN CAPITAL, LLC | WREN CAPITAL
Contact Information
Established
California since 07/16/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Sep 2018About the Series 82 examSeries 17 — Limited Registered Representative Examination
Passed Feb 1993Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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