V K. Kozlowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
V Kerry Kozlowski, who also goes by Kerry Hoffer, V Kerry Hoffer, VIvian Kerry Hoffer, was a registered financial professional .
V is a previously registered financial professional and started their career in finance in 2001. V had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 7, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2018 - December 2, 2019
WREN CAPITAL, LLC
July 10, 2008 - February 27, 2015
CORNERSTONE ADVISORS INC
September 30, 2005 - November 2, 2006
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
June 4, 2002 - August 10, 2005
COLDSTREAM SECURITIES, INC.
December 28, 2001 - August 10, 2005
COLDSTREAM WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 2/10/1993
Limited Registered Representative ExaminationCurrent Firm
WREN CAPITAL, LLC
CRD#: 150721 / SEC#: , 8-68287
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
