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David R. Creamer

KPMG CORPORATE FINANCE
SANTA CLARA, CA 95054
CRD#: 2280330
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DC
David Richard CreamerKPMG CORPORATE FINANCE

Professional summary


David Richard Creamer is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Santa Clara, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Richard Creamer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 30, 2018 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 2755 Augustine Drive 6th Floor, Santa Clara, CA 95054
BD
CRD#: 103973
SANTA CLARA, CA
Past

July 28, 2015 - April 24, 2018

US ARMA PARTNERS LP

BD
CRD#: 136024
Palo Alto, CA
Past

November 7, 2011 - May 18, 2015

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
SAN FRANCISCO, CA
Past

February 27, 2004 - September 6, 2011

JEFFERIES LLC

BD
CRD#: 2347
FOSTER CITY, CA
Past

October 16, 1992 - February 27, 2004

BROADVIEW INTERNATIONAL LLC

BD
CRD#: 27265
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/7/2018)
RR
Arkansas
(5/7/2018)
RR
California
(4/30/2018)
RR
Colorado
(5/4/2018)
RR
Connecticut
(5/2/2018)
RR
Delaware
(5/4/2018)
RR
District of Columbia
(5/11/2018)
RR
Florida
(5/7/2018)
RR
Georgia
(5/10/2018)
RR
Illinois
(5/4/2018)
RR
Indiana
(5/4/2018)
RR
Iowa
(5/1/2018)
RR
Kentucky
(5/7/2018)
RR
Louisiana
(5/8/2018)
RR
Maryland
(4/30/2018)
RR
Massachusetts
(6/26/2018)
RR
Michigan
(5/8/2018)
RR
Minnesota
(5/7/2018)
RR
Mississippi
(5/4/2018)
RR
Missouri
(4/30/2018)
RR
Nevada
(5/11/2018)
RR
New Jersey
(5/7/2018)
RR
New York
(4/30/2018)
RR
North Carolina
(5/16/2018)
RR
Ohio
(4/30/2018)
RR
Oregon
(5/16/2018)
RR
Pennsylvania
(5/1/2018)
RR
Rhode Island
(5/10/2018)
RR
South Carolina
(5/1/2018)
RR
Texas
(5/7/2018)
RR
Vermont
(5/15/2018)
RR
Virginia
(5/1/2018)
RR
Washington
(4/30/2018)
RR
West Virginia
(5/10/2018)
RR
Wisconsin
(5/1/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 6/19/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KPMG CORPORATE FINANCE LLC

CRD#: 103973Santa Clara, CA 95054

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