Frederick J. Molfino

PARALLEL ADVISORS

San Francisco, CA 94105

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CRD#: 2280316

Professional summary

Frederick John Molfino JR, CPWA®, who also goes by Fred Molfino, Frederick John Molfino, Frederick John Molfino Jr Jr, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in San Francisco, California.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Frederick has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Molfino | Frederick John Molfino | Frederick John Molfino Jr Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick John Molfino JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

September 1, 2020 - Present

PARALLEL ADVISORS, LLC

Office #1: 150 Spear Street Suite 1600, San Francisco, CA 94105

RIA

CRD#: 140800

San Francisco, CA

Past

February 26, 2020 - June 8, 2022

THREE BRIDGE WEALTH ADVISORS

RIA

CRD#: 150460

PORTOLA VALLEY, CA

Past

November 15, 2011 - May 5, 2017

SANCTUARY SECURITIES LLC

CRD#: 144091

Portola Valley, CA

Past

November 17, 2010 - July 29, 2011

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

MENLO PARK, CA

Past

July 21, 2010 - November 11, 2011

HIGHTOWER SECURITIES, LLC

CRD#: 116681

MENLO PARK, CA

Past

August 14, 2009 - December 31, 2018

THREE BRIDGE WEALTH ADVISORS

RIA

CRD#: 150460

PORTOLA VALLEY, CA

Past

August 14, 2009 - July 21, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MENLO PARK, CA

Past

June 1, 2009 - September 4, 2009

MORGAN STANLEY

RIA

CRD#: 149777

MENLO PARK, CA

Past

June 1, 2009 - September 4, 2009

MORGAN STANLEY

CRD#: 149777

MENLO PARK, CA

Past

February 15, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MENLO PARK, CA

Past

February 5, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MENLO PARK, CA

Past

September 1, 1998 - February 28, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

August 4, 1997 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

October 5, 1994 - August 6, 1997

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

October 21, 1992 - September 6, 1994

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/1/2020)

IAR

Texas
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1992

General Securities Representative Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick J. Molfino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick John Molfino JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREE BRIDGE WEALTH ADVISORS

SANCTUARY SECURITIES LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

THREE BRIDGE WEALTH ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

HAMBRECHT & QUIST LLC

MONTGOMERY SECURITIES

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2000

Series 63

Date: 11/17/1992

SIE

Date: 5/5/2017

Series 7

Date: 10/19/1992

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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