Kyle M. Wise
Professional summary
Kyle M. Wise, who also goes by Kyle Milledge Wise, Kyle Wise, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in New York City, New York.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 1993. Kyle has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle M. Wise's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2021 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019April 1, 2019 - December 19, 2019
BARCLAYS CAPITAL INC.
February 13, 2015 - November 30, 2018
BARCLAYS CAPITAL INC.
July 2, 2012 - October 15, 2014
VIRTU AMERICAS LLC
August 1, 1998 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 17, 1996 - July 10, 1998
NEBRASKA HUDSON COMPANY, INC.
April 10, 1995 - May 16, 1995
RICKEL & ASSOCIATES, INC.
December 21, 1994 - March 14, 1995
CRESSIDA CAPITAL, INC
September 15, 1994 - December 15, 1994
CORTLANDT CAPITAL CORPORATION
July 19, 1994 - September 9, 1994
MEYERS POLLOCK ROBBINS, INC.
January 14, 1994 - June 30, 1994
A.S. GOLDMEN & CO., INC.
June 14, 1993 - December 20, 1993
KENSINGTON WELLS INCORPORATED
February 16, 1993 - June 17, 1993
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/16/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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