Jacob P. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Phillip Wheeler III, who also goes by Jacob Phillip Wheeler III, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 1992. Jacob had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - June 30, 2014
ACADEMY SECURITIES, INC.
March 28, 2013 - January 17, 2014
OAK TREE SECURITIES, INC.
January 4, 2012 - April 1, 2013
BLAYLOCK VAN, LLC
March 25, 2010 - January 3, 2012
FINANCIAL WEST GROUP
January 5, 2006 - March 29, 2010
GUNNALLEN FINANCIAL, INC
April 22, 2002 - July 13, 2005
CITICORP INVESTMENT SERVICES
July 31, 1993 - March 26, 2002
CITIGROUP GLOBAL MARKETS INC.
April 6, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
January 7, 1993 - January 22, 1993
WILLIAM LAWRENCE SECURITIES, INC.
October 29, 1992 - December 31, 1992
BROKERS INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
