Michael W. Yurkowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Yurkowsky was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2011 - October 22, 2012
CORECAP INVESTMENTS, LLC
November 18, 1997 - October 17, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 26, 1996 - December 15, 1997
RODMAN & RENSHAW INC.
November 22, 1995 - September 17, 1996
JWGENESIS SECURITIES, INC.
October 20, 1993 - December 5, 1995
JOSEPHTHAL & CO., INC.
June 10, 1993 - October 25, 1993
INVESTORS ASSOCIATES, INC.
December 14, 1992 - January 11, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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