Mary E. Sigler
Professional summary
Mary Elizabeth Sigler, who also goes by Mary Elizabeth Busch, Mary Elizabeth Smith, Mary Elizabeth Stepp, is a registered financial advisor currently at TARBOX FAMILY OFFICE, INC. located in Newport Beach, California.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mary has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Elizabeth Sigler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2014 - Present
TARBOX FAMILY OFFICE, INC.
Office #1: 500 Newport Center Drive Ste 500, Newport Beach, CA 92660February 14, 2008 - March 5, 2008
OAKWOOD CAPITAL MANAGEMENT LLC
June 13, 1994 - August 11, 1997
CAPITAL CLIENT GROUP, INC.
December 21, 1992 - October 27, 1993
CAPITAL CLIENT GROUP, INC.
Primary Firm SEC Registration
TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/21/2014)
Exams
Current Firm
TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 862 |
| AUM (Assets Under Management) | $ 967,175,642 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 07/29/2024 | ||
| 02/21/2024 | ||
| 12/28/2022 |
Red Flags
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