Michael H. Ertel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Harry Ertel was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
December 13, 2001 - December 8, 2014
ONEAMERICA SECURITIES, INC.
August 21, 1995 - November 1, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 21, 1995 - November 1, 2001
OSAIC FA, INC.
November 12, 1992 - October 17, 1994
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN UNITED LIFE INSURANCE COMPANY
CRD#: 1075 / SEC#: 801-8074, 8-13671
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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