John B. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Barry Gray, who also goes by Barry Gray, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 11 firms and has passed the Series 63, SIE, Series 15, Series 000, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2002 - February 23, 2018
SILICON VALLEY SECURITIES, INC.
May 2, 1989 - February 23, 2018
SILICON VALLEY SECURITIES, INC.
March 13, 1989 - June 29, 1989
ROBERT THOMAS SECURITIES, INC
November 22, 1988 - April 6, 1989
WEDBUSH SECURITIES INC.
June 23, 1986 - April 6, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 2, 1979 - July 1, 1986
MORGAN STANLEY DW INC.
November 22, 1977 - October 10, 1979
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
February 27, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
July 30, 1974 - April 20, 1976
BACHE & CO INCORPORATED
December 12, 1973 - September 15, 1974
BLYTH EASTMAN DILLON & COMPANY
April 14, 1970 - January 13, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/12/1985
Foreign Currency Options ExaminationSeries 000
Date: 1/24/1964
General Securities Principal ExaminationSeries 1
Date: 1/24/1964
Registered Representative ExaminationSeries 40
Date: 3/25/1976
Registered Principal ExaminationSeries 12
Date: 10/12/1972
NYSE Branch Manager ExaminationCurrent Firm
SILICON VALLEY SECURITIES, INC.
CRD#: 23696 / SEC#: , 8-40657
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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