CH
Christopher G. Haberl
CENTAURUS FINANCIAL
Huntington Beach, CA 92647
Some features on this profile are disabled
CRD#: 2279941
CH
Professional summary
Christopher Gene Haberl, ChFC®, CLU®, who also goes by Chris Haberl, Christopher Gene Habert, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Huntington Beach, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Haberl | Christopher Gene Habert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FCI LENDER SERVICES, INVESTMENT RELATED, HUNTINGTON BEACH, CA 92648, I AM INVESTING IN TRUST DEEDS FOR MYSELF, INVESTOR, DEVOTED TIME IS 1 HOUR A MONTH, SINCE 9/26/2016. 2. RETIREMENT EDUCATORS, NON-INVESTMENT RELATED, 7777 CENTER AVE., #120, HUNTINGTON BEACH, CA 92647, DBA FOR MODERN RETIREMENT PLANNING WORKSHOP, DEVOTED TIME IS 2 HRS A MONTH, COLLECT THE FEE FOR THE COURSE. OWNER, SINCE 9/8/2014. 3. HABERL WEALTH MANAGEMENT, NON-INVESTMENT RELATED, 7777 CENTER AVE., SUITE #120, HUNTINGTON BEACH, CA 92647, SALE OF FIXED INSURANCE AND/OR FIXED ANNUITIES, SINCE 1/1/2013, DEVOTED TIME IS 1 HR A MONTH, MEET WITH CLIENTS TO PROCESS THEIR INSURANCE CASES. 4. HABERL WEALTH MANAGEMENT LLC, NON-INVESTMENT RELATED, 7777 CENTER AVE., SUITE #120, HUNTINGTON BEACH, CA 92647, AN ENTITY USED AS A PASS THROUGH FOR TAX PURPOSES, OWNER, SINCE 9/21/2020, I AM THE SOLE MEMBER OF THE LLC. 5. BAKER BROTHERS INVESTMENTS (BBI) THROUGH BGA HORIZON FUND, INVESTMENT RELATED, 1 MARINA PARK DRIVE, SUITE #1150, BOSTON, MA 02210, THIS IS A PRIVATE INVESTMENT OFFERED THROUGH BGA HORIZON FUND INVESTING IN BAKER BROTHERS INVESTMENTS A BIOTECH INVESTMENT FIRM, BAKER BROTHERS (BBI) EMPLOYS A PRIVATE EQUITY/VENTURE CAPITAL STYLE APPROACH TO PUBLIC BIOTECH INVESTING, 95% OF THEIR INVESTMENTS OCCUR IN THE PUBLIC MARKETS, BUT THEY HAVE A LONG TIME HORIZON FOR THEIR CORE POSITIONS, INVESTOR, SINCE 5/27/2021. 6. 711 PCH LLC POSITION: Owner NATURE: 711 PCH LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 711 PCH #105, Huntington Beach CA 92648, United States DESCRIPTION: This is a holding LLC for a rental property. The duties are to collect rent from the property and manage it when it becomes vacant.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Gene Haberl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Gene Haberl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 26, 2013 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7777 Center Avenue Suite #120, Huntington Beach, CA 92647RIA
BD
CRD#: 30833
Huntington Beach, CA
Current
April 26, 2013 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7777 Center Avenue Suite #120, Huntington Beach, CA 92647RIA
BD
CRD#: 30833
Huntington Beach, CA
Past
December 31, 1997 - May 6, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
HUNTINGTON BEACH, CA
Past
October 25, 1995 - May 6, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
HUNTINGTON BEACH, CA
Past
July 20, 1995 - October 30, 1995
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 22, 1992 - July 20, 1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
BD
CRD#: 29267
Past
September 28, 1992 - January 6, 1993
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2022)
RR
Arizona(8/16/2021)
RR
Arkansas(8/20/2021)
RR
California(4/26/2013)
IAR
California(4/26/2013)
RR
Florida(5/16/2016)
RR
Hawaii(11/19/2021)
RR
Idaho(2/5/2021)
RR
Indiana(7/24/2020)
RR
Maryland(2/1/2022)
IAR
Maryland(9/23/2025)
RR
Massachusetts(6/15/2022)
RR
Nevada(10/23/2018)
RR
New Mexico(3/18/2021)
RR
North Carolina(4/26/2013)
IAR
North Carolina(4/30/2013)
RR
Ohio(8/4/2021)
RR
Oregon(8/24/2022)
RR
South Carolina(12/21/2022)
RR
Tennessee(3/23/2022)
RR
Texas(4/26/2013)
IAR
Texas(4/26/2013)
RR
Utah(2/7/2025)
RR
Washington(3/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
