Mark J. Alvino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Alvino was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2013 - October 22, 2014
BRADLEY WOODS & CO. LTD.
June 7, 2007 - May 31, 2013
GRIFFIN SECURITIES, INC.
September 23, 2005 - June 5, 2007
SCO SECURITIES LLC
January 27, 1993 - February 4, 1994
REICH & CO., INC.
November 22, 1992 - February 8, 1993
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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